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TITLE 17 : COMMODITY AND SECURITIES EXCHANGES [ 17 CFR ]
Note:
— Current as of: 09/27/2012
— Enhanced with links to US Code and FR Reference where ever possible and more to come.
— This consolidated CFR title was last updated by Federal Register (FR) dated 09/06/2012 for Part 232.
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— PART 1 : GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT [ 17 CFR 1 ] [Last FR Update:19-Jun-2012]
— PART 2 : OFFICIAL SEAL [ 17 CFR 2 ] [Last FR Update:25-May-2007]
— PART 3 : REGISTRATION [ 17 CFR 3 ] [Last FR Update:03-Apr-2012]
— PART 4 : COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS [ 17 CFR 4 ] [Last FR Update:26-Mar-2012]
— PART 5 : OFF-EXCHANGE FOREIGN CURRENCY TRANSACTIONS [ 17 CFR 5 ] [Last FR Update:12-Sep-2011]
— PART 7 : CONTRACT MARKET RULES ALTERED OR SUPPLEMENTED BY THE COMMISSION [ 17 CFR 7 ] [Last FR Update:01-Aug-1980]
— PART 8 : EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS [ 17 CFR 8 ] [Last FR Update:30-Dec-1981]
— PART 9 : RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS [ 17 CFR 9 ] [Last FR Update:07-Oct-2002]
— PART 10 : RULES OF PRACTICE [ 17 CFR 10 ] [Last FR Update:10-Sep-2010]
— PART 11 : RULES RELATING TO INVESTIGATIONS [ 17 CFR 11 ] [Last FR Update:07-Oct-2002]
— PART 12 : RULES RELATING TO REPARATIONS [ 17 CFR 12 ] [Last FR Update:12-Oct-2011]
— PART 13 : PUBLIC RULEMAKING PROCEDURES [ 17 CFR 13 ] [Last FR Update:25-Sep-1995]
— PART 14 : RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE [ 17 CFR 14 ] [Last FR Update:25-Sep-1995]
— PART 15 : REPORTS�GENERAL PROVISIONS [ 17 CFR 15 ] [Last FR Update:22-Jul-2011]
— PART 16 : REPORTS BY CONTRACT MARKETS AND SWAP EXECUTION FACILITIES [ 17 CFR 16 ] [Last FR Update:19-Jun-2012]
— PART 17 : REPORTS BY REPORTING MARKETS, FUTURES COMMISSION MERCHANTS, CLEARING MEMBERS, AND FOREIGN BROKERS [ 17 CFR 17 ] [Last FR Update:23-Mar-2009]
— PART 18 : REPORTS BY TRADERS [ 17 CFR 18 ] [Last FR Update:23-Mar-2009]
— PART 19 : REPORTS BY PERSONS HOLDING BONA FIDE HEDGE POSITIONS PURSUANT TO �1.3(Z) OF THIS CHAPTER AND BY MERCHANTS AND DEALERS IN COTTON [ 17 CFR 19 ] [Last FR Update:23-Mar-2009]
— PART 20 : LARGE TRADER REPORTING FOR PHYSICAL COMMODITY SWAPS [ 17 CFR 20 ] [Last FR Update:22-Jul-2011]
— PART 21 : SPECIAL CALLS [ 17 CFR 21 ] [Last FR Update:08-Nov-2011]
— PART 22 : CLEARED SWAPS [ 17 CFR 22 ] [Last FR Update:07-Feb-2012]
— PART 23 : SWAP DEALERS AND MAJOR SWAP PARTICIPANTS [ 17 CFR 23 ] [Last FR Update:03-Apr-2012]
— PART 30 : FOREIGN FUTURES AND FOREIGN OPTIONS TRANSACTIONS [ 17 CFR 30 ] [Last FR Update:19-Dec-2011]
— PART 31 : LEVERAGE TRANSACTIONS [ 17 CFR 31 ] [Last FR Update:09-Jul-2004]
— PART 32 : REGULATION OF COMMODITY OPTION TRANSACTIONS [ 17 CFR 32 ] [Last FR Update:27-Apr-2012]
— PART 33 : REGULATION OF COMMODITY OPTION TRANSACTIONS THAT ARE OPTIONS ON CONTRACTS OF SALE OF A COMMODITY FOR FUTURE DELIVERY [ 17 CFR 33 ] [Last FR Update:27-Apr-2012]
— PART 34 : REGULATION OF HYBRID INSTRUMENTS [ 17 CFR 34 ] [Last FR Update:22-Jan-1993]
— PART 35 : SWAPS IN AN AGRICULTURAL COMMODITY (AGRICULTURAL SWAPS) [ 17 CFR 35 ] [Last FR Update:10-Aug-2011]
— PART 36 : EXEMPT MARKETS [ 17 CFR 36 ] [Last FR Update:23-Mar-2009]
— PART 37 : DERIVATIVES TRANSACTION EXECUTION FACILITIES [ 17 CFR 37 ] [Last FR Update:03-Jul-2006]
— PART 38 : DESIGNATED CONTRACT MARKETS [ 17 CFR 38 ] [Last FR Update:20-Aug-2012]
— PART 39 : DERIVATIVES CLEARING ORGANIZATIONS [ 17 CFR 39 ] [Last FR Update:19-Jul-2012]
— PART 40 : PROVISIONS COMMON TO REGISTERED ENTITIES [ 17 CFR 40 ] [Last FR Update:01-Aug-2011]
— PART 41 : SECURITY FUTURES PRODUCTS [ 17 CFR 41 ] [Last FR Update:15-Apr-2009]
— PART 42 : ANTI-MONEY LAUNDERING, TERRORIST FINANCING [ 17 CFR 42 ] [Last FR Update:09-May-2003]
— PART 43 : REAL-TIME PUBLIC REPORTING [ 17 CFR 43 ] [Last FR Update:09-Jan-2012]
— PART 44 : INTERIM FINAL RULE FOR PRE-ENACTMENT SWAP TRANSACTIONS [ 17 CFR 44 ] [Last FR Update:17-Dec-2010]
— PART 45 : SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS [ 17 CFR 45 ] [Last FR Update:13-Jan-2012]
— PART 46 : SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS: PRE�ENACTMENT AND TRANSITION SWAPS [ 17 CFR 46 ] [Last FR Update:12-Jun-2012]
— PART 48 : REGISTRATION OF FOREIGN BOARDS OF TRADE [ 17 CFR 48 ] [Last FR Update:23-Dec-2011]
— PART 49 : SWAP DATA REPOSITORIES [ 17 CFR 49 ] [Last FR Update:01-Sep-2011]
— PART 50 : (-NA-) [ 17 CFR 50 ]
— PART 100 : DELIVERY PERIOD REQUIRED [ 17 CFR 100 ] [Last FR Update:21-Jan-1976]
— PART 140 : ORGANIZATION, FUNCTIONS, AND PROCEDURES OF THE COMMISSION [ 17 CFR 140 ] [Last FR Update:08-Nov-2011]
— PART 141 : SALARY OFFSET [ 17 CFR 141 ] [Last FR Update:14-Feb-1990]
— PART 142 : INDEMNIFICATION OF CFTC EMPLOYEES [ 17 CFR 142 ] [Last FR Update:14-Jun-1989]
— PART 143 : COLLECTION OF CLAIMS OWED THE UNITED STATES ARISING FROM ACTIVITIES UNDER THE COMMISSION'S JURISDICTION [ 17 CFR 143 ] [Last FR Update:03-Oct-2008]
— PART 144 : PROCEDURES REGARDING THE DISCLOSURE OF INFORMATION AND THE TESTIMONY OF PRESENT OR FORMER OFFICERS AND EMPLOYEES IN RESPONSE TO SUBPOENAS OR OTHER DEMANDS OF A COURT [ 17 CFR 144 ] [Last FR Update:25-Sep-1995]
— PART 145 : COMMISSION RECORDS AND INFORMATION [ 17 CFR 145 ] [Last FR Update:24-Feb-2012]
— PART 146 : RECORDS MAINTAINED ON INDIVIDUALS [ 17 CFR 146 ] [Last FR Update:05-Sep-2000]
— PART 147 : OPEN COMMISSION MEETINGS [ 17 CFR 147 ] [Last FR Update:24-Feb-2012]
— PART 148 : IMPLEMENTATION OF THE EQUAL ACCESS TO JUSTICE ACT IN COVERED ADJUDICATORY PROCEEDINGS BEFORE THE COMMISSION [ 17 CFR 148 ] [Last FR Update:25-Sep-1995]
— PART 149 : ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE COMMODITY FUTURES TRADING COMMISSION [ 17 CFR 149 ] [Last FR Update:25-Sep-1995]
— PART 150 : LIMITS ON POSITIONS [ 17 CFR 150 ] [Last FR Update:18-Nov-2011]
— PART 151 : POSITION LIMITS FOR FUTURES AND SWAPS [ 17 CFR 151 ] [Last FR Update:18-Nov-2011]
— PART 155 : TRADING STANDARDS [ 17 CFR 155 ] [Last FR Update:04-Feb-2005]
— PART 156 : BROKER ASSOCIATIONS [ 17 CFR 156 ] [Last FR Update:09-Aug-1996]
— PART 160 : PRIVACY OF CONSUMER FINANCIAL INFORMATION UNDER TITLE V OF THE GRAMM�LEACH�BLILEY ACT [ 17 CFR 160 ] [Last FR Update:22-Jul-2011]
— PART 162 : PROTECTION OF CONSUMER INFORMATION UNDER THE FAIR CREDIT REPORTING ACT [ 17 CFR 162 ] [Last FR Update:22-Jul-2011]
— PART 165 : WHISTLEBLOWER RULES [ 17 CFR 165 ] [Last FR Update:25-Aug-2011]
— PART 166 : CUSTOMER PROTECTION RULES [ 17 CFR 166 ] [Last FR Update:10-Sep-2010]
— PART 170 : REGISTERED FUTURES ASSOCIATIONS [ 17 CFR 170 ] [Last FR Update:19-Jan-2012]
— PART 171 : RULES RELATING TO REVIEW OF NATIONAL FUTURES ASSOCIATION DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL, REGISTRATION AND MEMBER RESPONSIBILITY ACTIONS [ 17 CFR 171 ] [Last FR Update:02-Aug-2007]
— PART 180 : PROHIBITION AGAINST MANIPULATION [ 17 CFR 180 ] [Last FR Update:14-Jul-2011]
— PART 190 : BANKRUPTCY [ 17 CFR 190 ] [Last FR Update:07-Feb-2012]
— PART 200 : ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS [ 17 CFR 200 ] [Last FR Update:28-Mar-2012]
— PART 201 : RULES OF PRACTICE [ 17 CFR 201 ] [Last FR Update:21-Nov-2011]
— PART 202 : INFORMAL AND OTHER PROCEDURES [ 17 CFR 202 ] [Last FR Update:21-Nov-2011]
— PART 203 : RULES RELATING TO INVESTIGATIONS [ 17 CFR 203 ] [Last FR Update:05-Jun-2008]
— PART 204 : RULES RELATING TO DEBT COLLECTION [ 17 CFR 204 ] [Last FR Update:29-Sep-2011]
— PART 205 : STANDARDS OF PROFESSIONAL CONDUCT FOR ATTORNEYS APPEARING AND PRACTICING BEFORE THE COMMISSION IN THE REPRESENTATION OF AN ISSUER [ 17 CFR 205 ] [Last FR Update:06-Feb-2003]
— PART 209 : FORMS PRESCRIBED UNDER THE COMMISSION'S RULES OF PRACTICE [ 17 CFR 209 ] [Last FR Update:05-Jun-2008]
— PART 210 : FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 [ 17 CFR 210 ] [Last FR Update:21-Nov-2011]
— PART 211 : INTERPRETATIONS RELATING TO FINANCIAL REPORTING MATTERS [ 17 CFR 211 ]
— PART 229 : STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975�REGULATION S-K [ 17 CFR 229 ] [Last FR Update:27-Jul-2012]
— PART 230 : GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 [ 17 CFR 230 ] [Last FR Update:05-Apr-2012]
— PART 231 : INTERPRETATIVE RELEASES RELATING TO THE SECURITIES ACT OF 1933 AND GENERAL RULES AND REGULATIONS THEREUNDER [ 17 CFR 231 ]
— PART 232 : REGULATION S-T�GENERAL RULES AND REGULATIONS FOR ELECTRONIC FILINGS [ 17 CFR 232 ] [Last FR Update:06-Sep-2012]
— PART 239 : FORMS PRESCRIBED UNDER THE SECURITIES ACT OF 1933 [ 17 CFR 239 ] [Last FR Update:29-Dec-2011]
— PART 240 : GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 [ 17 CFR 240 ] [Last FR Update:16-Jul-2012]
— PART 241 : INTERPRETATIVE RELEASES RELATING TO THE SECURITIES EXCHANGE ACT OF 1934 AND GENERAL RULES AND REGULATIONS THEREUNDER [ 17 CFR 241 ]
— PART 242 : REGULATIONS M, SHO, ATS, AC, AND NMS AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES [ 17 CFR 242 ] [Last FR Update:28-Mar-2012]
— PART 243 : REGULATION FD [ 17 CFR 243 ] [Last FR Update:21-Nov-2011]
— PART 244 : REGULATION G [ 17 CFR 244 ] [Last FR Update:30-Jan-2003]
— PART 245 : REGULATION BLACKOUT TRADING RESTRICTION [ 17 CFR 245 ] [Last FR Update:08-Sep-2006]
— PART 247 : REGULATION R�EXEMPTIONS AND DEFINITIONS RELATED TO THE EXCEPTIONS FOR BANKS FROM THE DEFINITION OF BROKER [ 17 CFR 247 ] [Last FR Update:17-Apr-2008]
— PART 248 : REGULATIONS S�P AND S�AM [ 17 CFR 248 ] [Last FR Update:01-Dec-2009]
— PART 249 : FORMS, SECURITIES EXCHANGE ACT OF 1934 [ 17 CFR 249 ] [Last FR Update:18-Jul-2012]
— PART 260 : GENERAL RULES AND REGULATIONS, TRUST INDENTURE ACT OF 1939 [ 17 CFR 260 ] [Last FR Update:05-Apr-2012]
— PART 261 : INTERPRETATIVE RELEASES RELATING TO THE TRUST INDENTURE ACT OF 1939 AND GENERAL RULES AND REGULATIONS THEREUNDER [ 17 CFR 261 ]
— PART 269 : FORMS PRESCRIBED UNDER THE TRUST INDENTURE ACT OF 1939 [ 17 CFR 269 ] [Last FR Update:04-Jan-2008]
— PART 270 : RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 [ 17 CFR 270 ] [Last FR Update:29-Dec-2011]
— PART 271 : INTERPRETATIVE RELEASES RELATING TO THE INVESTMENT COMPANY ACT OF 1940 AND GENERAL RULES AND REGULATIONS THEREUNDER [ 17 CFR 271 ]
— PART 274 : FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 1940 [ 17 CFR 274 ] [Last FR Update:04-Mar-2010]
— PART 275 : RULES AND REGULATIONS, INVESTMENT ADVISERS ACT OF 1940 [ 17 CFR 275 ] [Last FR Update:15-May-2012]
— PART 276 : INTERPRETATIVE RELEASES RELATING TO THE INVESTMENT ADVISERS ACT OF 1940 AND GENERAL RULES AND REGULATIONS THEREUNDER [ 17 CFR 276 ]
— PART 279 : FORMS PRESCRIBED UNDER THE INVESTMENT ADVISERS ACT OF 1940 [ 17 CFR 279 ] [Last FR Update:16-Nov-2011]
— PART 281 : INTERPRETATIVE RELEASES RELATING TO CORPORATE REORGANIZATIONS UNDER CHAPTER X OF THE BANKRUPTCY ACT [ 17 CFR 281 ]
— PART 285 : RULES AND REGULATIONS PURSUANT TO SECTION 15(A) OF THE BRETTON WOODS AGREEMENTS ACT [ 17 CFR 285 ] [Last FR Update:01-Oct-1981]
— PART 286 : GENERAL RULES AND REGULATIONS PURSUANT TO SECTION 11(A) OF THE INTER-AMERICAN DEVELOPMENT BANK ACT [ 17 CFR 286 ] [Last FR Update:02-Oct-1981]
— PART 287 : GENERAL RULES AND REGULATIONS PURSUANT TO SECTION 11(A) OF THE ASIAN DEVELOPMENT BANK ACT [ 17 CFR 287 ] [Last FR Update:01-Oct-1981]
— PART 288 : GENERAL RULES AND REGULATIONS PURSUANT TO SECTION 9(A) OF THE AFRICAN DEVELOPMENT BANK ACT [ 17 CFR 288 ] [Last FR Update:25-Jun-1985]
— PART 289 : GENERAL RULES AND REGULATIONS PURSUANT TO SECTION 13(A) OF THE INTERNATIONAL FINANCE CORPORATION ACT [ 17 CFR 289 ] [Last FR Update:15-Jul-1991]
— PART 290 : GENERAL RULES AND REGULATIONS PURSUANT TO SECTION 9(A) OF THE EUROPEAN BANK FOR RECONSTRUCTION AND DEVELOPMENT ACT [ 17 CFR 290 ] [Last FR Update:15-Jul-1991]
— PART 300 : RULES OF THE SECURITIES INVESTOR PROTECTION CORPORATION [ 17 CFR 300 ] [Last FR Update:07-Mar-1997]
— PART 301 : FORMS, SECURITIES INVESTOR PROTECTION CORPORATION [ 17 CFR 301 ] [Last FR Update:09-Apr-1979]
— PART 400 : RULES OF GENERAL APPLICATION [ 17 CFR 400 ] [Last FR Update:15-Sep-2006]
— PART 401 : EXEMPTIONS [ 17 CFR 401 ] [Last FR Update:15-Sep-2006]
— PART 402 : FINANCIAL RESPONSIBILITY [ 17 CFR 402 ] [Last FR Update:15-Sep-2006]
— PART 403 : PROTECTION OF CUSTOMER SECURITIES AND BALANCES [ 17 CFR 403 ] [Last FR Update:15-Sep-2006]
— PART 404 : RECORDKEEPING AND PRESERVATION OF RECORDS [ 17 CFR 404 ] [Last FR Update:15-Sep-2006]
— PART 405 : REPORTS AND AUDIT [ 17 CFR 405 ] [Last FR Update:15-Sep-2006]
— PART 420 : LARGE POSITION REPORTING [ 17 CFR 420 ] [Last FR Update:12-Dec-2005]
— PART 449 : FORMS, SECTION 15C OF THE SECURITIES EXCHANGE ACT OF 1934 [ 17 CFR 449 ] [Last FR Update:24-Jul-1987]
— PART 450 : CUSTODIAL HOLDINGS OF GOVERNMENT SECURITIES BY DEPOSITORY INSTITUTIONS [ 17 CFR 450 ] [Last FR Update:23-May-2005]
— PART 249B : FURTHER FORMS, SECURITIES EXCHANGE ACT OF 1934 [ 17 CFR 249B ] [Last FR Update:05-Jun-2008]
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